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CFA習題《職業道德》習題精煉：GIPS標準及道德規范組成部分
最可怕的敵人，就是沒有堅持的信念。如果你覺得沒有成功，那說明你的堅持還不夠。正保會計網校為您提供CFA考試練習題，通過做題，能夠鞏固所學知識并靈活運用，考試時會更得心應手。
CFA習題一：GIPS標準
In order to achieve compliance with GIPS Standards, it is recommended that firms:
A adopt the broadest, most meaningful definition of the firm.
B provide existing clients a compliant presentation applicable to their portfolio, at a minimum of a bi- annual basis.
C define the firm by including all geographical offices operating under the same firm name.
CFA習題二：CFA協會道德規范的組成部分
Which of the following is not a component of the CFA Institute Code of Ethics?
A Promote financial integrity and seek to prevent and punish abuses in the financial markets.
B Place the integrity of the investment profession and the interests of clients above their own personal interests.
C Practice and encourage others to practice in a professional and ethical manner that will reflect credit on themselves and the profession.
查看答案解析【習題一】
【答案】
【習題一】A【解析】
A is correct. The Fundamentals of Compliance recommend that firms should adopt the broadest, most meaningful definition of the firm.
B is incorrect, firms are recommended to provide each client, on an annual basis, a compliant presentation of the composite in which the client’s portfolio is included.
C is incorrect, the scope of the definition should include all geographical offices operating under the same brand name regardless of the actual name of the individual investment management company.
查看答案解析【習題二】
【答案】
【習題二】（A）【解析】
A is correct. Punishing abuses in the financial sector is not included in any of the six components of the CFA Code of Ethics.
B is incorrect because placing the integrity of the investment profession and the interests of clients above their own personal interests is one of the six components of the Code of Ethics.
C is incorrect because practicing and encouraging others to practice in a professional and ethical manner that will reflect credit on themselves and the profession is one of the six components of the Code of Ethics.
成功=時間+方法，自制力是這個等式的保障。世上無天才，高手都是來自刻苦的練習。而人們往往只看到“牛人”閃耀的成績，忽視其成績背后無比寂寞的勤奮。小編相信，每天都在勤奮練習，即使是一點點的進步，大家一定可以成為人人稱贊的“牛人”。
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